JURCOM performs a rigorous
audit of your compliance program to determine its strengths and weaknesses. Our
audit helps ensure that your compliance program is properly designed and
JURCOM’s extensive knowledge
of regulatory compliance helps us easily detect any gaps or deficiencies in
your business and operations. We’ll identify any problem areas that could place
you at risk for hefty fines and violations. If you work with outsourced
vendors, our compliance audit helps prevent potential liabilities by ensuring
that their activities are aligned with your compliance program.
Each compliance audit includes four major steps:
- Define the audit
objectives and deliverables
- Evaluate all
aspects of your business and operations as they relate to relevant regulatory
- Review your
current compliance documentation and audit trails.
- Examine your
procedures and policies.
- Study your data
collection, data distribution and data archiving methods.
- Determine if
exemptions are properly applied.
- Deliver a
detailed report along with recommendations for any corrective actions
operational guidelines for ongoing regulatory compliance
The results of our thorough
compliance audit help you:
- Understand how
your compliance operation compares to the industry best practices models
exposure to liability
efficiencies in your compliance operation
- Ensure ongoing